Home ยป Rules and Regulations Tracking
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View Proposed Regulation Details
Title: 048
Chapter(s): 042
Section(s):
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Short Description:
NEW - Create an exclusion from the definition of "investment adviser" for advisers to certain private funds. Adopts the North American Securities Administrators' Association("NASAA") model rule providing for this exemption with only a few stylistic changes.
View Proposed Regulation
(.pdf File)
Secretary of State Received Hearing Notice: 11-24-2015
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| Hearing Information: |
| Hearing Date: |
01-07-2016 |
| Hearing Time: |
9:30 AM |
| Hearing Address: |
Department of Banking and Finance |
| City: |
Lincoln |
| State: |
NE |
| Zip Code: |
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| Agency Hearing Contact Name: |
Mark Cameron |
| Agency Hearing Contact Email: |
mark.cameron@nebraska.gov |
| Agency Hearing Contact Phone: |
(402) 471-2171 |
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Comment Period Has Expired
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| Accessibility Provisions: |
| Agency Name: |
BANKING & FINANCE, DEPT. OF |
| Address: |
P.O. BOX 95006 |
| City: |
LINCOLN |
| State: |
NE |
| Zip Code: |
68509-5006 |
| Accessibility Contact Person: |
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| Phone Number: |
(402) 471-2171 |
| Agency Information: |
| Agency Name: |
BANKING & FINANCE, DEPT. OF |
| Agency Division: |
LEGAL DIVISION |
| Agency Address: |
P.O. BOX 95006 |
| City: |
LINCOLN |
| State: |
NE |
| Zip Code: |
68509-5006 |
| Agency Phone Number: |
(402) 471-2171 |
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